Flow Summary

Disclaimers


Market Data Disclaimer

Market Data displayed on this website and in particular for the ABS/MBS Trade Database product has been prepared by Empirasign Strategies from sources it knows to be correct and reliable. Additional checks are made to ensure data integrity and consistency. However, we cannot make any representations or warranties as to the completeness and accuracy of the data displayed by our site, or downloaded from us via API.

Dealer Offerings Disclaimer

Dealer offerings data are compiled and aggregated from primary source materials including Excel spreadsheets, email messages, and PDF documents. They are parsed by computer and integrity checks are performed by computer and human operators on a regular and randomized basis to ensure data accuracy and consistency. However, as with the Market Data above, we cannot make any representations or warranties as to the completeness and accuracy of the data displayed by us. We cannot overstate the importance of the fact that Empirasign is a market data compiler and provider, not a Broker/Dealer engaging or facilitating transactions for clients in these securities in either a principal or agent role. Furthermore these offering prices are for informational purposes only and do not constitute a recommendation or commitment for any transaction to buy or sell any security or other financial product, and is not intended as investment advice or as a confirmation of any transaction by either Empirasign Strategies LLC or the dealer indicated in the offering data. Any market price, indicative value, estimate, view, opinion, data or other information displayed by us is not warranted as to completeness or accuracy, is subject to change without notice, and Empirasign Strategies LLC accepts no liability for its use or to update or keep it current. Any views or opinions, either expressed or implied are those of the individual dealer. Empirasign Strategies LLC holds no ABS or MBS market positions and only functions as an information provider and conduit.

Empirasign Axes Disclaimer

Empirasign Strategies LLC ("Empirasign"), under its Empirasign Axes product, operates its Empirasign Axes product as a passive electronic bulletin board for fixed income debt securities. Empirasign is not a broker, dealer or an investment advisor. Empirasign does not endorse any of it subscribers or evaluate their creditworthiness or suitability to enter into securities transactions. Empirasign does not extend or otherwise provide credit to subscribers in connection with securities transactions. Empirasign is not involved in any way with the execution, settlement, or clearance of securities transactions, including, without limitation, soliciting, processing, or facilitating securities transactions, or matching orders or routing orders. Empirasign does not have or hold subscriber funds or securities. Empirasign does not produce statements of securities transactions or transaction confirmations, or handle any other aspect of subscribers' accounts with subscribing broker-dealers. Empirasign does not answer questions, engage in negotiations, or provide assistance to subscribers in resolving problems with a particular broker-dealer or with respect to particular transactions with a subscribing broker-dealer.

Each Empirasign Axes subscriber represent to Empirasign that it is (1) an "institutional account" as that term is defined in FINRA Rule 4512(c); (2) capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies involving a security or securities; and (3) exercising independent judgment in evaluating the recommendations of any Empirasign Axes subscriber.

The information displayed on the website is sourced from third parties, and Empirasign makes no warranties, expressed or implied, about the accuracy or timeliness of the information displayed on the website. All information displayed on the website is provided "as is" and "as available," without warranty of any kind, express or implied, including, without limitation, any warranty of title, non-infringement, merchantability or fitness for a particular purpose. The information displayed on Empirasign is not a solicitation or an offer to buy or sell securities and is not investment advice or a recommendation to purchase or sell any security. Subscribers should consult their own advisors regarding the legal, tax and financial suitability of entering into securities transactions based on the information provided on this website.

General Disclaimer

This web-site is for informational purposes only and does not constitute a complete description of our investment services. This web-site is not a solicitation or offer to sell securities or investment advisory services except, where applicable, in states or countries where we are registered or where an exemption or exclusion from such registration exists.

Each investor should consult their advisor(s) regarding the legal, tax, and financial suitability of this investment.

Information throughout this site, whether prices, charts, articles, or any other statement or statements regarding market or other financial information, is obtained from sources which we, and our suppliers believe reliable, but we do not warrant or guarantee the timeliness or accuracy of this information. Information on this web-site should not be interpreted to state or imply that past results are an indication of future performance. Neither we, nor our information providers shall be liable for any errors or inaccuracies, regardless of cause, or the lack of timeliness of, or for any delay or interruption in the transmission thereof to the user. Any person relying upon this information shall be solely responsible for the consequences of such reliance.

THERE ARE NO WARRANTIES, EXPRESSED OR IMPLIED, AS TO ACCURACY, COMPLETENESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS OR ANY ‘LINKED’ WEB-SITE.